13 Nov 2018 In August 2013, the HKMA introduced interim reporting requirements to a TR Member before using the Trade Reporting Service of the HKTR. The HKMA reporting requirements themselves are dual-sided – if either trade counterparty has a reporting requirement, they are obliged to submit a transaction 

5 Mar 2020 It manages the Global Trade & Transaction Reporting programme, which itself Regulatory Bodies, such as HKMA, MIFID2, CFTC, EMIR, and SFTR, Product Owner(s) and project team, deliver Business Requirements, gap  27 Jun 2018 HKMA and SFC issued conclusions to a joint consultation on further the mandatory use of Legal Entity Identifiers (LEIs) in trade reporting will only This requirement will apply to the reporting of new transactions and daily  15 Nov 2019 The latest wave of more granular reporting requirements is forcing the 250 data fields required for HKMA GDR's transaction reports, with the  In the case of both the HKMA and SFC, the regulatory requirements reflected in sizes; trading hours; closing mechanisms; trade reporting; trading misconduct;  12 Oct 2012 Part 45 – Swap Data Recordkeeping and Reporting Requirements – New Swaps MiFIR – Post-trade transaction reporting. – Hong Kong Monetary Authority and Securities and Futures Commission Public Consultation  23 Sep 2016 OTC Derivatives Reporting and Clearing in Hong Kong – A Snapshot reporting , clearing, trading and record keeping obligations in respect of OTC the Hong Kong Monetary Authority (the "HKMA") and the Securities and  1 Nov 2017 registered with the SFC and engaged in internet trading will be required to implement. The new guidelines should be viewed as requirements for securities and cybersecurity risk, reviewing incident reports, and approving 

The scope of information of a trade event of an OTC derivatives transaction required to be submitted to the HKTR for reporting purposes depends on the nature of the event, the type of product to which the transaction belongs and the relevant requirements of the OTC regulatory regime.

Reporting Requirements under Phase 2 Mandatory Reporting 13 December 2016 Securities and Futures Commission . 2 Phase 2 reporting requirements HKMA Trade Repository Phase 2 Mandatory Reporting under the OTC Derivatives Regime HKMA’s market reform and its impact on market participants. These new requirements impact market participants in most Asian countries, including Hong Kong, Australia, Singapore and Korea. HKMA published the final rules in Q4 2014. To view the Reporting requirements, please visit our HKMA Reporting page. Last updated: 27 February 2017 Hong Kong started interim trade reporting in August 2013, with Legislative vetted rules implemented on 10 July 2015. Unlike other jurisdictions in Asia, HKMA built the trade reporting solution themselves. The Hong Kong Trade Repository (HKTR) was built by their subsidiary Hong Kong Interbank Clearing Limited (HKICL). The scope of information of a trade event of an OTC derivatives transaction required to be submitted to the HKTR for reporting purposes depends on the nature of the event, the type of product to which the transaction belongs and the relevant requirements of the OTC regulatory regime. Hong Kong Monetary Authority Annual Report Half-Yearly Monetary & Financial Stability Report Quarterly Bulletin. Guide to Hong Kong Monetary, Banking and Financial Terms. Research. Research Memorandums External Publications Hong Kong Institute for Monetary and Financial Research Other Research Papers. News & Circulars. All » Introduction » » Reporting Service News and Circulars > Reporting Service > Circulars. 02 Oct 2019 RPT-Circular Connectivity Test for SWIFT WebAccess Trade Repository of the HKMA - Documentation Updates on 13 Apr 2018. News and Circulars > Reporting Service > Circulars.

13 Nov 2018 In August 2013, the HKMA introduced interim reporting requirements to a TR Member before using the Trade Reporting Service of the HKTR.

The scope of information of a trade event of an OTC derivatives transaction required to be submitted to the HKTR for reporting purposes depends on the nature of the event, the type of product to which the transaction belongs and the relevant requirements of the OTC regulatory regime. Hong Kong Monetary Authority Annual Report Half-Yearly Monetary & Financial Stability Report Quarterly Bulletin. Guide to Hong Kong Monetary, Banking and Financial Terms. Research. Research Memorandums External Publications Hong Kong Institute for Monetary and Financial Research Other Research Papers. News & Circulars. All » Introduction » » Reporting Service News and Circulars > Reporting Service > Circulars. 02 Oct 2019 RPT-Circular Connectivity Test for SWIFT WebAccess Trade Repository of the HKMA - Documentation Updates on 13 Apr 2018. News and Circulars > Reporting Service > Circulars. Reporting Rules carefully to make sure that they are fully aware of any changes and will meet the deadline for adopting the updated requirements and technical specifications. (a) OTC Derivatives Trade Repository Reporting Service Reference Manual; (b) Operating Procedures for Hong Kong Trade Repository-User Manual for

12 Oct 2012 Part 45 – Swap Data Recordkeeping and Reporting Requirements – New Swaps MiFIR – Post-trade transaction reporting. – Hong Kong Monetary Authority and Securities and Futures Commission Public Consultation 

23 Sep 2016 OTC Derivatives Reporting and Clearing in Hong Kong – A Snapshot reporting , clearing, trading and record keeping obligations in respect of OTC the Hong Kong Monetary Authority (the "HKMA") and the Securities and  1 Nov 2017 registered with the SFC and engaged in internet trading will be required to implement. The new guidelines should be viewed as requirements for securities and cybersecurity risk, reviewing incident reports, and approving  H. Backloading requirement for outstanding transactions. 37. Concept of currency list, and supported by the HKMA's electronic trade reporting system.

31 Jan 2017 In September 2015, the Hong Kong Monetary Authority (“HKMA”) and the implementation of the OTC derivatives trade reporting regime in Singapore. derivatives contracts) will be excluded from the reporting obligations.

1 Nov 2017 registered with the SFC and engaged in internet trading will be required to implement. The new guidelines should be viewed as requirements for securities and cybersecurity risk, reviewing incident reports, and approving  H. Backloading requirement for outstanding transactions. 37. Concept of currency list, and supported by the HKMA's electronic trade reporting system. 31 Jan 2017 In September 2015, the Hong Kong Monetary Authority (“HKMA”) and the implementation of the OTC derivatives trade reporting regime in Singapore. derivatives contracts) will be excluded from the reporting obligations. 30 Nov 2015 Submitted to fss@hkma.gov.hk and otcconsult@sfc.hk requirements including central clearing, confirmation and reporting. 3 In the trade workflow model prevalent in the OTC derivatives markets the MarkitSERV platforms  16 Nov 2015 for introducing, reporting, clearing and trading requirements through the SFC or the Hong Kong Monetary Authority but whose activities in  30 Oct 2012 “Trades can only be cleared once, and most jurisdictions will likely have an element of The Hong Kong Monetary Authority (HKMA) and Securities and Futures However most have stringent reporting requirements.

26 Apr 2019 The Hong Kong Monetary Authority (HKMA) and the Securities and Note 4: Follow-up Report on Trade Reporting Legal Barriers issued by  As of April 1, 2019, ASIC requires that all submissions to trade repositories be made HKMA/SFC also requires all the reporting entities for the OTC derivatives of Hong Kong (SFC) introduced reporting requirements requiring certain firms,